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Lauren Marx Fleming

John Hancock Distributors LLC

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About Lauren Marx Fleming

Lauren Fleming is a financial professional with over 10 years of experience in the industry. Lauren is currently registered with John Hancock Distributors LLC in Boston, MA. Lauren has a Series 7, Series 63, and SIE. Lauren has previously worked at John Hancock Funds, LLC and State Street Global Markets, LLC. Lauren is dedicated to providing her clients with personalized financial advice and guidance.

Firm Information

Lauren Fleming is currently registered with John Hancock Distributors LLC. John Hancock Distributors LLC is a Limited Liability Company formed on August 1, 2001. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

218

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lauren Fleming’s Registration & Firm History

MA

05/31/2016 - Present

John Hancock Distributors LLC (BOSTON MA)

MA

08/24/2010 - 06/07/2016

JOHN HANCOCK FUNDS, LLC (BOSTON MA)

MA

11/25/2009 - 04/16/2010

STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 01/27/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/24/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lauren Marx Fleming.
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