Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lauren? Claim Your ProfileLauren Thomas is a financial professional with over 10 years of experience in the industry. Lauren is currently registered with Ares Management Capital Markets LLC, and has been with the firm since 2014. Prior to joining Ares Management, Lauren worked at Barclays Capital Inc., where she held a Series 79 license and worked as an Investment Banking Registered Representative. Lauren holds several professional licenses and designations, including a Series 63, Series 7, Series 79 and a Series 24 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
04/01/2014 - Present
Ares Management Capital Markets LLC (LOS ANGELES CA)
NY
08/09/2011 - 07/15/2013
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 08/18/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2017
Series 7 - General Securities Representative Examination
BC
Issued 08/08/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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