Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lauren? Claim Your ProfileLauren Marie Spirelli is a financial advisor in GREENWICH, CT with over 15 years of experience in the financial services industry. Lauren works as a Registered Representative for Merrill Lynch, Pierce, Fenner & Smith Inc. and has been with the firm since April 2020. Previously, Lauren worked at Citigroup Global Markets Inc. and UBS Financial Services Inc. Lauren is also a registered investment advisor in Connecticut, New York and Texas. Lauren has a strong background in financial planning and portfolio management. Lauren specializes in providing financial advice to individuals, families, and businesses. Lauren has a proven track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
04/05/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GREENWICH CT)
NY
04/30/2018 - 03/18/2022
CITI PRIVATE ADVISORY, LLC (New York NY)
NY
04/30/2018 - 03/18/2022
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
04/27/2016 - 04/03/2018
UBS FINANCIAL SERVICES INC. (PARAMUS NJ)
NY
05/28/2013 - 02/28/2015
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
FL
10/01/2012 - 03/13/2013
J.P. MORGAN SECURITIES LLC (DELRAY BEACH FL)
FL
08/30/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (DELRAY BEACH FL)
NY
10/01/2008 - 07/02/2012
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
04/25/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BOTH
Issued 04/28/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/28/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2018
Series 31 - Futures Managed Funds Examination
BC
Issued 04/24/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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