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Lauren Marie Crooker

National Financial Services LLC

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About Lauren Marie Crooker

Lauren Crooker is a financial professional with over 13 years of experience in the industry. Lauren currently works at National Financial Services LLC in WESTLAKE, TX. Lauren has passed the Series 7, Series 63, Series 99TO, and SIE exams. Lauren has previously worked at FIDELITY BROKERAGE SERVICES LLC in COVINGTON, KY.

Firm Information

Lauren Crooker is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lauren Crooker’s Registration & Firm History

TX

12/05/2011 - Present

National Financial Services LLC (WESTLAKE TX)

KY

07/14/2008 - 06/21/2010

FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)

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Licenses & Designations

BC

Issued 07/16/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/11/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 12 public disclosures for Lauren Marie Crooker. Review regulatory record here.
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