Unclaimed
Lauren Madison Honzik is a registered representative with TD Securities (usa) LLC, a firm that is active in both the broker-dealer and investment advisor spaces. Lauren has been in the industry for over 2 years and holds a Series 79TO and the Securities Industry Essentials (SIE) exam. Lauren's previous employment was with Cowen and Company, where she was a registered representative from August 2022 to April 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/06/2024 - Present
TD Securities (usa) LLC (New York NY)
NY
08/13/2022 - 04/10/2024
COWEN AND COMPANY (NEW YORK NY)
BC
Issued 08/13/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/28/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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