Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lauren? Claim Your ProfileLauren Madia is an investment advisor representative registered with UBS Financial Services Inc. Lauren has been working in the financial industry since December 2015. Lauren is registered with the Securities and Exchange Commission (SEC) and is also registered as an investment advisor representative in 39 states. Lauren is licensed to provide investment advice to individuals, corporations, and other entities. Lauren has a strong background in financial planning and portfolio management. Lauren's areas of expertise include investment management, retirement planning, and college savings planning. Prior to joining UBS Financial Services Inc., Lauren worked at Morgan Stanley. Lauren holds Series 7, SIE and 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
04/21/2022 - Present
UBS Financial Services Inc. (Jericho NY)
NY
09/28/2017 - 04/05/2022
MORGAN STANLEY (Jericho NY)
NY
10/28/2015 - 08/22/2017
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
BOTH
Issued 10/24/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2015
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Lauren Madia is the right advisor for you? Invested Better is here to help.
