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Lauren M Hicks

Lincoln Financial Distributors, Inc.

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About Lauren M Hicks

Lauren Hicks is a financial professional with over 17 years of experience in the financial services industry. Lauren currently holds a Series 6, 26 and 63 license and is registered with Lincoln Financial Distributors, Inc. in Texas. Lauren has also previously held licenses with Prudential Annuities Distributors, Inc., Pruco Securities, LLC, Hartford Equity Sales Company Inc, and Chase Investment Services Corp. Lauren is committed to providing her clients with personalized financial advice and guidance.

Firm Information

Lauren Hicks is currently registered with Lincoln Financial Distributors, Inc.. Lincoln Financial Distributors, Inc. is a Corporation formed in August 1967. It is registered with the SEC and in all 50 states, as well as Puerto Rico. The firm has disclosed three regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

984

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lauren Hicks’s Registration & Firm History

PA

01/03/2024 - Present

Lincoln Financial Distributors, Inc. (RADNOR PA)

CT

04/01/2020 - 01/04/2024

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)

TX

01/04/2013 - 04/01/2020

PRUCO SECURITIES, LLC. (SPRING TX)

TX

12/11/2007 - 01/02/2013

HARTFORD EQUITY SALES COMPANY INC. (SPRING TX)

TX

07/17/2006 - 12/07/2007

CHASE INVESTMENT SERVICES CORP. (THE WOODLANDS TX)

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Licenses & Designations

BC

Issued 07/25/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/05/2012

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/14/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lauren M Hicks.
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