Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lauren? Claim Your ProfileLauren Crosby is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc.. Lauren has been in the financial industry since August 2006 and has been with Merrill Lynch since January 2016. Lauren holds a Series 7, Series 63, Series 65 and Series 99TO license and is registered to provide investment advice in 39 states and District of Columbia. Lauren's areas of expertise include Portfolio Management for Individuals and Businesses, Pension Consulting, and Educational Seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
02/03/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MANDEVILLE LA)
LA
07/13/2010 - 01/06/2016
CAPITAL ONE SECURITIES, INC. (NEW ORLEANS LA)
LA
06/01/2009 - 07/21/2010
MORGAN STANLEY SMITH BARNEY (NEW ORLEANS LA)
LA
01/23/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW ORLEANS LA)
LA
06/29/2006 - 12/05/2007
CAPITAL ONE INVESTMENTS, LLC (MANDEVILLE LA)
IA
Issued 05/01/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/23/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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