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Lauren Kelly-weiss

Cowen AND Co.

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About Lauren Kelly-weiss

Lauren Kelly-weiss is a financial advisor with over 15 years of experience in the industry. Lauren is currently registered with Cowen And Co. in Stamford, CT. Lauren has held previous positions at Cowen Execution Services LLC, Canaccord Genuity Inc., Canaccord Genuity Securities LLC, and Kaufman Bros., L.P. Lauren is licensed to sell securities in multiple states including California, Connecticut, Florida, Massachusetts, New Jersey, New York, and Texas.

Firm Information

Lauren Kelly-weiss is currently registered with Cowen AND Co.. Cowen AND Co. is a Limited Liability Company that was formed on January 15, 2004. The firm is registered in 53 states and the SEC and offers advisory services. Cowen AND Co. has been involved in 46 regulatory events and 8 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

142

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lauren Kelly-weiss’s Registration & Firm History

CT

05/31/2017 - Present

Cowen AND Co. (Stamford CT)

NY

11/10/2014 - 12/31/2017

COWEN EXECUTION SERVICES LLC (NEW YORK NY)

NY

10/13/2006 - 11/18/2014

CANACCORD GENUITY INC. (NEW YORK NY)

NY

03/26/2012 - 09/27/2012

CANACCORD GENUITY SECURITIES LLC (NEW YORK NY)

NY

11/19/2004 - 09/25/2006

KAUFMAN BROS., L.P. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/16/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/25/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Lauren Kelly-weiss. Review regulatory record here.
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