Unclaimed
Lauren Kelly-weiss is a financial advisor with over 15 years of experience in the industry. Lauren is currently registered with Cowen And Co. in Stamford, CT. Lauren has held previous positions at Cowen Execution Services LLC, Canaccord Genuity Inc., Canaccord Genuity Securities LLC, and Kaufman Bros., L.P. Lauren is licensed to sell securities in multiple states including California, Connecticut, Florida, Massachusetts, New Jersey, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
05/31/2017 - Present
Cowen AND Co. (Stamford CT)
NY
11/10/2014 - 12/31/2017
COWEN EXECUTION SERVICES LLC (NEW YORK NY)
NY
10/13/2006 - 11/18/2014
CANACCORD GENUITY INC. (NEW YORK NY)
NY
03/26/2012 - 09/27/2012
CANACCORD GENUITY SECURITIES LLC (NEW YORK NY)
NY
11/19/2004 - 09/25/2006
KAUFMAN BROS., L.P. (NEW YORK NY)
BC
Issued 06/16/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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