Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lauren? Claim Your ProfileLauren Hummer is a registered representative with Realta Equities, Inc. Lauren has been in the securities industry since 2008 and has held previous roles at John Carris Investments LLC and Hennion & Walsh, Inc. Lauren has successfully completed the SIE, Series 7, Series 11, and Series 63 exams and is currently registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/24/2014 - Present
Realta Equities, Inc. (New York NY)
NJ
10/25/2011 - 05/23/2014
JOHN CARRIS INVESTMENTS LLC (HOBOKEN NJ)
NJ
07/15/2008 - 06/30/2011
HENNION & WALSH, INC. (PARSIPPANY NJ)
BC
Issued 05/23/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2011
Series 7 - General Securities Representative Examination
BC
Issued 07/14/2008
Series 11 - Assistant Representative-Order Processing Qualification Exam
Active
Inactive
F
FINRA
Not sure Lauren Hummer is the right advisor for you? Invested Better is here to help.
