Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lauren? Claim Your ProfileLauren Poindexter is a financial advisor at Raymond James & Associates, Inc. Lauren has been in the financial industry since 2015. Lauren has held previous roles at several well-known financial firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Charles Schwab & Co., Inc., and Fidelity Brokerage Services LLC. Lauren has a wide range of experience in the financial industry and is licensed to provide financial advice in all 50 states and the District of Columbia. Lauren is dedicated to providing her clients with personalized financial advice and is committed to helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/13/2024 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
01/12/2023 - 01/24/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BRADENTON FL)
FL
12/08/2021 - 12/13/2022
CHARLES SCHWAB & CO., INC. (Sarasota FL)
FL
11/19/2014 - 11/22/2021
FIDELITY BROKERAGE SERVICES LLC (SARASOTA FL)
BOTH
Issued 10/12/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/07/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/29/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/06/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/29/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Lauren Poindexter is the right advisor for you? Invested Better is here to help.
