Unclaimed
Lauren Wyatt is a registered representative with Charles Schwab & Co., Inc. Lauren has been in the securities industry since December 2006. Lauren holds Series 7, 9, 66 securities licenses. Lauren is registered with the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin and Wyoming. Lauren has previously worked for TD AMERITRADE, INC., TD AMERITRADE CLEARING, INC. and Charles Schwab Bank, SSB.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
01/27/2022 - Present
Charles Schwab & CO., Inc. (Westlake TX)
TX
06/03/2021 - 12/31/2023
TD AMERITRADE, INC. (WestLake TX)
TX
10/09/2012 - 01/11/2021
TD AMERITRADE, INC. (FORT WORTH TX)
TX
11/03/2011 - 10/09/2012
TD AMERITRADE CLEARING, INC. (FORT WORTH TX)
TX
07/22/2009 - 11/03/2011
TD AMERITRADE, INC. (FORT WORTH TX)
BOTH
Issued 11/09/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/02/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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