Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lauren? Claim Your ProfileLauren Walker is a financial professional with over a decade of experience in the industry. Lauren currently works as a registered representative with Wells Fargo Securities, LLC, where Lauren has been employed since March 2012. Before working with Wells Fargo Securities, LLC, Lauren worked at MORGAN KEEGAN & COMPANY, INC. from 2010 to 2012 and NATIXIS BLEICHROEDER LLC from 2008 to 2010. Lauren has a broad knowledge base within the financial services sector and is qualified to offer investment advice and securities services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
03/22/2012 - Present
Wells Fargo Securities, LLC (HOUSTON TX)
TX
12/07/2010 - 03/05/2012
MORGAN KEEGAN & COMPANY, INC. (HOUSTON TX)
TX
12/18/2008 - 11/24/2010
NATIXIS BLEICHROEDER LLC (HOUSTON TX)
BC
Issued 02/13/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2009
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/14/2009
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/17/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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