Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lauren? Claim Your ProfileLauren Faltys is a financial professional with over 4 years of experience in the industry. Lauren is currently registered with Sanctuary Securities, Inc. in Indiana and Wyoming. Prior to joining Sanctuary Securities, Inc., Lauren worked at ROBINHOOD FINANCIAL, LLC in Colorado and CHARLES SCHWAB & CO., INC. also in Colorado. Lauren holds several industry licenses including Series 4, 7, 9, 10, 63 and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IN
01/10/2023 - Present
Sanctuary Securities, Inc. (INDIANAPOLIS IN)
CO
05/11/2020 - 08/09/2022
ROBINHOOD FINANCIAL, LLC (Denver CO)
CO
06/26/2018 - 03/16/2020
CHARLES SCHWAB & CO., INC. (Lone Tree CO)
BC
Issued 07/23/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/02/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/26/2021
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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