Unclaimed
Lauren Elyse Henry is a securities professional with over seven years of experience in the financial industry. Lauren currently holds a Series 7, Series 79 and Series 63 licenses and has previously worked at Cowen and Company and Moelis & Company. Lauren is registered in Delaware, New York and Pennsylvania. Lauren is currently employed at Kroll Securities LLC, a firm specializing in securities brokerage services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/16/2022 - Present
Kroll Securities LLC (NEW YORK NY)
NY
09/12/2019 - 10/27/2020
COWEN AND COMPANY (NEW YORK NY)
NY
07/27/2015 - 08/19/2019
MOELIS & COMPANY LLC (NEW YORK NY)
BC
Issued 11/17/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2015
Series 7 - General Securities Representative Examination
BC
Issued 07/27/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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