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Lauren Elyse Henry

Kroll Securities LLC

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About Lauren Elyse Henry

Lauren Elyse Henry is a securities professional with over seven years of experience in the financial industry. Lauren currently holds a Series 7, Series 79 and Series 63 licenses and has previously worked at Cowen and Company and Moelis & Company. Lauren is registered in Delaware, New York and Pennsylvania. Lauren is currently employed at Kroll Securities LLC, a firm specializing in securities brokerage services.

Firm Information

Lauren Henry is currently registered with Kroll Securities LLC. Kroll Securities LLC is a Limited Liability Company formed in June 1997. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

114

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lauren Henry’s Registration & Firm History

NY

08/16/2022 - Present

Kroll Securities LLC (NEW YORK NY)

NY

09/12/2019 - 10/27/2020

COWEN AND COMPANY (NEW YORK NY)

NY

07/27/2015 - 08/19/2019

MOELIS & COMPANY LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/17/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/08/2015

Series 7 - General Securities Representative Examination

BC

Issued 07/27/2015

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lauren Elyse Henry.
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