Unclaimed
Lauren Ellen Ortner is a financial professional with experience in the securities industry. Lauren has held a Series 7, Series 3, and Series 63 license since 2012. Lauren is currently employed by Lazard Freres & Co. LLC. Prior to joining Lazard Freres & Co. LLC, Lauren was employed by CREDIT SUISSE SECURITIES (USA) LLC. Lauren is registered with FINRA and holds a registration in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/09/2019 - Present
Lazard Freres & Co. LLC (NEW YORK NY)
NY
07/20/2012 - 05/02/2019
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 07/28/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2012
Series 3 - National Commodity Futures Examination
BC
Issued 07/19/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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