Unclaimed
Lauren Welling is a registered representative with Northwestern Mutual Investment Services, LLC. Lauren has been in the financial services industry since October 16, 2008. Lauren holds the Series 6, 7 and 63 licenses, as well as the SIE exam. Lauren is registered in Illinois and Missouri. Lauren specializes in working with banking or thrift institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MO
03/17/2010 - Present
Northwestern Mutual Investment Services, LLC (Clayton MO)
IL
09/09/2008 - 02/06/2010
NYLIFE SECURITIES LLC (BREESE IL)
BC
Issued 05/29/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2012
Series 7 - General Securities Representative Examination
BC
Issued 09/08/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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