Unclaimed
Lauren Kumpa is a registered representative with Pimco Investments LLC, a firm based in Newport Beach, California. Lauren has been in the financial industry since January 22, 2023, and is currently registered in California, New York, Texas and Virginia. Lauren has passed the Series 7TO, Series 63 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
01/23/2023 - Present
Pimco Investments LLC (NEWPORT BEACH CA)
BC
Issued 05/20/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/02/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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