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Lauren Elizabeth Hoard

Mufg Securities Americas Inc.

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About Lauren Elizabeth Hoard

Lauren Elizabeth Hoard is a financial professional with over three years of experience in the financial services industry. Lauren has held positions at Guggenheim Securities, LLC and Morgan Stanley & Co. LLC, where she gained valuable experience in the investment banking industry. Lauren is currently registered with Mufg Securities Americas Inc. and holds FINRA Series 7, 79, and 63 licenses. She is also a holder of the Securities Industry Essentials (SIE) exam.

Firm Information

Lauren Hoard is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lauren Hoard’s Registration & Firm History

NY

08/02/2017 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

NY

06/03/2015 - 06/28/2017

GUGGENHEIM SECURITIES, LLC (NEW YORK NY)

NY

05/13/2014 - 06/08/2015

MORGAN STANLEY & CO. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/02/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/01/2015

Series 7 - General Securities Representative Examination

BC

Issued 05/13/2014

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lauren Elizabeth Hoard.
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