Unclaimed
Lauren Elizabeth Hoard is a financial professional with over three years of experience in the financial services industry. Lauren has held positions at Guggenheim Securities, LLC and Morgan Stanley & Co. LLC, where she gained valuable experience in the investment banking industry. Lauren is currently registered with Mufg Securities Americas Inc. and holds FINRA Series 7, 79, and 63 licenses. She is also a holder of the Securities Industry Essentials (SIE) exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/02/2017 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
06/03/2015 - 06/28/2017
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
NY
05/13/2014 - 06/08/2015
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BC
Issued 02/02/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2015
Series 7 - General Securities Representative Examination
BC
Issued 05/13/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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