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Lauren Elizabeth Griffiths

Fidelity Brokerage Services LLC

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About Lauren Elizabeth Griffiths

Lauren Elizabeth Griffiths is a financial advisor registered with Fidelity Brokerage Services LLC and currently serves clients from their FAIRLAWN, OH office. Lauren's experience in the industry dates back to 2013. Lauren has passed the Series 66, Series 7, Series 9, Series 10 and SIE exams. Lauren has also been registered with Fidelity Investments Institutional Services Company, Inc. and Pyramus Distributors Corporation LLC in the past.

Firm Information

Lauren Griffiths is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lauren Griffiths’s Registration & Firm History

OH

08/31/2016 - Present

Fidelity Brokerage Services LLC (FAIRLAWN OH)

RI

05/12/2016 - 07/06/2016

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

CO

02/09/2016 - 05/12/2016

PYRAMIS DISTRIBUTORS CORPORATION LLC (DENVER CO)

RI

08/05/2015 - 01/14/2016

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

NJ

09/16/2014 - 01/02/2015

NATIONAL FINANCIAL SERVICES LLC (JERSEY CITY NJ)

OH

04/11/2012 - 08/05/2014

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE OH)

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Licenses & Designations

BOTH

Issued 06/25/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/03/2014

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 02/26/2014

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/10/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Lauren Elizabeth Griffiths.
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