Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lauren? Claim Your ProfileLauren Elizabeth Behring is a financial professional with experience in the securities industry. Lauren has been registered with the Financial Industry Regulatory Authority (FINRA) since 2017 and has held previous roles at Barclays Capital Inc. Lauren currently works at Daiwa Capital Markets America Inc. and is registered in all 50 states and Puerto Rico. Lauren holds Series 7 and Series 63 licenses, as well as the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/11/2017 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
NY
03/18/2017 - 07/17/2017
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 08/16/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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