Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lauren? Claim Your ProfileLauren Dyke is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Lauren Dyke has been in the industry since May 2006. Lauren Dyke has passed the Series 7, Series 9, Series 10, Series 24, and Series 66 exams. Lauren Dyke is currently registered with FINRA and holds registrations with the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Lauren Dyke was previously registered with Sanders Morris Harris LLC and Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
07/09/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (VIENNA VA)
VA
10/11/2010 - 02/11/2016
SANDERS MORRIS HARRIS LLC (FAIRFAX VA)
MD
06/08/2006 - 09/10/2010
FIDELITY BROKERAGE SERVICES LLC (BETHESDA MD)
MD
02/24/2006 - 04/27/2006
AMERIPRISE FINANCIAL SERVICES, INC. (ROCKVILLE MD)
BOTH
Issued 03/20/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/15/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/11/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/18/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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