Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lauren? Claim Your ProfileLauren Cody is a financial professional with over 16 years of experience in the financial services industry. Lauren has a strong background in securities trading and operations. Lauren is currently registered with National Financial Services LLC, where she has been employed since February 2016. Prior to that, Lauren worked at J.P. Morgan Securities Inc. and J.P. Morgan Clearing Corp. Lauren holds the Series 7, Series 24, Series 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
02/23/2016 - Present
National Financial Services LLC (JERSEY CITY NJ)
NY
04/11/2007 - 12/14/2015
J.P. MORGAN CLEARING CORP. (NEW YORK NY)
NY
04/08/2014 - 04/21/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
04/11/2007 - 12/31/2008
J.P.MORGAN SECURITIES INC. (BROOKLYN NY)
BC
Issued 11/03/2016
Series 24 - General Securities Principal Examination
BC
Issued 11/20/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Lauren Cody is the right advisor for you? Invested Better is here to help.
