Unclaimed
Lauren Carolyn Theken is a registered representative with Northwestern Mutual Investment Services, LLC and has been in the industry since April 2011. Lauren is registered in Colorado and offers advisory services including Investment Research and Referrals to Other Advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CO
05/06/2011 - Present
Northwestern Mutual Investment Services, LLC (COLORADO SPGS CO)
BOTH
Issued 5/3/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/5/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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