Unclaimed
Lauren Rogers is a financial advisor who has been in the industry since June 2017. She is currently registered with Cetera Investment Advisers LLC in Scottsdale, Arizona and Parks, Arizona. Lauren Rogers previously worked with Morgan Stanley in Fort Lauderdale, Florida. She has a Series 66 license, Series 63 license, Series 7 license and SIE license. Lauren Rogers provides financial services to clients, including financial planning, pension consulting, and educational seminars. She manages portfolios for businesses and individuals. Lauren Rogers is also a registered investment advisor with Cetera Investment Advisers LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
08/05/2024 - Present
Cetera Investment Advisers LLC (SCOTTSDALE AZ)
FL
06/13/2017 - 08/13/2024
MORGAN STANLEY (Fort Lauderdale FL)
BOTH
Issued 1/25/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/9/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/13/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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