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Lauren Blythe Kozora

Pershing LLC

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About Lauren Blythe Kozora

Lauren Blythe Kozora is a financial advisor with over 16 years of experience in the industry. Lauren is currently registered with Pershing LLC and holds Series 7, Series 24, Series 52TO and SIE licenses. She is also licensed in New Jersey and New York. Before joining Pershing LLC, Lauren worked at BNY Mellon Capital Markets, LLC and Goldman Sachs & Co.

Firm Information

Lauren Kozora is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lauren Kozora’s Registration & Firm History

NY

08/09/2012 - Present

Pershing LLC (NEW YORK NY)

NJ

01/18/2013 - 10/10/2018

BNY MELLON CAPITAL MARKETS, LLC (JERSEY CITY NJ)

UT

02/12/2007 - 08/03/2012

GOLDMAN, SACHS & CO. (SALT LAKE CITY UT)

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Licenses & Designations

BC

Issued 07/30/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/12/2016

Series 24 - General Securities Principal Examination

BC

Issued 08/01/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/28/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Lauren Blythe Kozora.
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