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Lauren Beth Kane

Marex Capital Markets Inc.

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About Lauren Beth Kane

Lauren Kane is a financial professional with over 25 years of experience in the industry. Lauren has a strong background in securities, futures, and investment advisory services. Lauren is currently registered with Marex Capital Markets Inc. in Connecticut, and previously worked for MAREX NORTH AMERICA SECURITIES LLC, E D & F MAN CAPITAL MARKETS INC., JEFFERIES LLC, JEFFERIES BACHE SECURITIES, LLC, PRUDENTIAL EQUITY GROUP, INC., INVERLAT INTERNATIONAL, INC., NUTMEG SECURITIES, LTD., and JULIUS BAER SECURITIES INC.

Firm Information

Lauren Kane is currently registered with Marex Capital Markets Inc.. Marex Capital Markets Inc. is a Corporation formed in 1952 and approved for operations in all 50 states, the District of Columbia, and Puerto Rico. The firm has an active SEC registration and has reported 42 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lauren Kane’s Registration & Firm History

NY

09/28/2023 - Present

Marex Capital Markets Inc. (NEW YORK NY)

NY

04/22/2022 - 08/31/2023

MAREX NORTH AMERICA SECURITIES LLC (New York NY)

NY

06/03/2015 - 01/06/2021

E D & F MAN CAPITAL MARKETS INC. (NEW YORK NY)

NY

11/23/2011 - 06/25/2015

JEFFERIES LLC (NEW YORK NY)

NY

01/01/2004 - 11/23/2011

JEFFERIES BACHE SECURITIES, LLC (NEW YORK NY)

NY

11/03/2000 - 01/01/2004

PRUDENTIAL EQUITY GROUP, INC. (NEW YORK NY)

NY

03/30/2000 - 09/28/2000

INVERLAT INTERNATIONAL, INC. (NEW YORK NY)

NY

11/26/1997 - 03/23/2000

NUTMEG SECURITIES, LTD. (NEW YORK NY)

NY

01/16/1997 - 10/09/1997

JULIUS BAER SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 04/04/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/11/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/02/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/14/2002

Series 3 - National Commodity Futures Examination

BC

Issued 04/11/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Lauren Beth Kane.
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