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Lauren Ashley Zitzka

FIS Brokerage & Securities Services LLC

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About Lauren Ashley Zitzka

Lauren Zitzka is a financial professional registered with FIS Brokerage & Securities Services LLC. Lauren has been working in the financial industry since 2005. Lauren is registered with the states of Illinois and Indiana and holds several securities licenses, including Series 7, Series 63, Series 31, and Series 99. Prior to joining FIS Brokerage & Securities Services LLC, Lauren worked for Western International Securities, Inc., Sungard Brokerage & Securities Services LLC, Sungard Institutional Brokerage Inc., Horwitz & Associates, Inc., Brewer Financial Services, LLC, Rainmaker Securities, LLC, Chicago Investment Group, LLC, Advanced Equities, Inc., and Morgan Stanley DW Inc.

Firm Information

Lauren Zitzka is currently registered with FIS Brokerage & Securities Services LLC. FIS Brokerage & Securities Services LLC is a Limited Liability Company formed in February 2000. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico, the Virgin Islands and the District of Columbia. FIS Brokerage & Securities Services LLC has been the subject of 23 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lauren Zitzka’s Registration & Firm History

IL

10/08/2022 - Present

FIS Brokerage & Securities Services LLC (BOLINGBROOK IL)

IL

09/30/2015 - 04/11/2016

WESTERN INTERNATIONAL SECURITIES, INC. (DEERFIELD IL)

IL

02/11/2013 - 11/22/2013

SUNGARD BROKERAGE & SECURITIES SERVICES LLC (GENEVA IL)

IL

12/06/2010 - 11/22/2013

SUNGARD INSTITUTIONAL BROKERAGE INC. (GENEVA IL)

IL

07/08/2008 - 12/08/2010

HORWITZ & ASSOCIATES, INC. (HIGHLAND PARK IL)

IL

10/08/2007 - 06/26/2008

BREWER FINANCIAL SERVICES, LLC (CHICAGO IL)

FL

05/19/2008 - 06/16/2008

RAINMAKER SECURITIES, LLC (CORAL GABLES FL)

IL

03/09/2006 - 04/03/2007

CHICAGO INVESTMENT GROUP, LLC (CHICAGO IL)

IL

11/30/2005 - 04/06/2006

ADVANCED EQUITIES, INC. (CHICAGO IL)

NY

09/26/2005 - 11/21/2005

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 10/14/2022

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 11/07/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/12/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/08/2022

Series 7TO - General Securities Representative Examination

BC

Issued 08/26/2022

SIE - Securities Industry Essentials Examination

BC

Issued 11/11/2005

Series 31 - Futures Managed Funds Examination

BC

Issued 09/23/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lauren Ashley Zitzka.
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