Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lauren? Claim Your ProfileLauren Epstein is a financial advisor in Fort Lauderdale, Florida, and has been in the industry since 1980. Lauren is registered with UBS Financial Services Inc. and has been with the firm since May 2014. Lauren previously worked with UBS International Inc., UBS Paine Webber Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Kidder, Peabody & Co. Incorporated. Lauren holds Series 7, 8, 66, and SIE licenses and is licensed to offer investment advice in Florida. Lauren is a financial advisor specializing in portfolio management for individuals and businesses, as well as providing financial planning services. Lauren has extensive experience in the financial services industry and is dedicated to providing her clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
06/08/2015 - Present
UBS Financial Services Inc. (FT. LAUDERDALE FL)
FL
04/15/2004 - 02/25/2011
UBS FINANCIAL SERVICES INC. (AVENTURA FL)
NY
06/03/2002 - 05/03/2004
UBS INTERNATIONAL INC. (NEW YORK NY)
NJ
10/12/1990 - 06/03/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
10/30/1989 - 09/07/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/10/1983 - 11/09/1989
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
05/23/1983 - 01/05/1984
PAINE, WEBBER, JACKSON & CURTIS INC.
NA
07/22/1980 - 05/04/1983
PAINE, WEBBER, JACKSON & CURTIS INC.
BOTH
Issued 06/06/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/08/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1980
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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