Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lauren? Claim Your ProfileLauren Ann Ricca is an investment advisor representative with Alliancebernstein LP, working in the industry since 2007. Lauren Ann Ricca has been registered with FINRA since 2004. Lauren Ann Ricca is also a Certified Financial Planner. Lauren Ann Ricca specializes in asset allocation, financial planning, and portfolio management. Lauren Ann Ricca has experience working with high-net-worth individuals, investment companies, pooled investment vehicles, insurance companies, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NJ
09/24/2024 - Present
Alliancebernstein LP (Ridgewood NJ)
NJ
03/22/2022 - 12/01/2022
KESTRA INVESTMENT SERVICES, LLC (Paramus NJ)
NY
04/18/2019 - 08/08/2019
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NJ
01/10/2018 - 12/27/2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (HACKENSACK NJ)
NJ
04/18/2017 - 01/05/2018
CETERA FINANCIAL SPECIALISTS LLC (ROCHELLE PARK NJ)
NY
11/02/2004 - 02/22/2016
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
BC
Issued 07/20/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/12/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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