Unclaimed
Lauren Freund is a financial professional with over 12 years of experience in the industry. Lauren is currently registered with Citizens JMP Securities, LLC, where she has been employed since August 1, 2023. Prior to that, Lauren was employed by Citizens Capital Markets and Wells Fargo Securities, LLC. Lauren holds FINRA Series 7, 63, 79TO, 99TO, and SIE licenses. Lauren is licensed in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
08/01/2023 - Present
Citizens JMP Securities, LLC (CHARLOTTE NC)
NC
06/30/2021 - 08/01/2023
CITIZENS CAPITAL MARKETS (CHARLOTTE NC)
NC
08/06/2014 - 04/26/2021
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
MO
01/22/2010 - 10/24/2012
STERN BROTHERS & CO. (ST. LOUIS MO)
MO
09/10/2009 - 01/04/2010
SCOTTRADE, INC. (ST. LOUIS MO)
BC
Issued 10/12/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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