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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lauren? Claim Your ProfileLauren Parisen is an investment advisor representative with Morgan Stanley, working in the RIVERHEAD, NY branch office. Lauren has been in the financial industry since February 14, 2005. Before joining Morgan Stanley, Lauren was an investment advisor representative with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and UBS FINANCIAL SERVICES INC. Lauren is registered with the Financial Industry Regulatory Authority (FINRA) and holds FINRA Series 3, 7, 9, 10, 66, and SIE licenses. Lauren also holds several state licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
08/09/2022 - Present
Morgan Stanley (RIVERHEAD NY)
NY
08/13/2015 - 02/22/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SOUTHAMPTON NY)
NY
12/10/2004 - 07/07/2015
UBS FINANCIAL SERVICES INC. (SOUTHAMPTON NY)
NY
09/28/2001 - 11/18/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 07/02/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/16/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/11/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/17/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2013
Series 3 - National Commodity Futures Examination
BC
Issued 09/27/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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