Unclaimed
Laurel Johnson is a registered representative with Davenport & Co. LLC. Laurel has been in the securities industry since 2005. Laurel has a combined 15 years of experience in the industry. Prior to joining Davenport & Co. LLC, Laurel worked for Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC. Laurel is a Registered Representative. Laurel holds FINRA Series 6, 7, 63 and 66 securities licenses. Laurel is registered with the following state regulators: California, Connecticut, Florida, Georgia, Indiana, Massachusetts, North Carolina, Oklahoma, Oregon, Pennsylvania, South Carolina, Texas, Virginia, West Virginia, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
12b-1 fees and/or shareholder servicing fees
1
2
NC
08/02/2019 - Present
Davenport & Co. LLC (SANFORD NC)
NC
06/07/2016 - 08/06/2019
WELLS FARGO CLEARING SERVICES, LLC (PINEHURST NC)
NC
09/20/2005 - 01/04/2016
WELLS FARGO ADVISORS, LLC (RALEIGH NC)
BOTH
Issued 07/07/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/21/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2008
Series 7 - General Securities Representative Examination
BC
Issued 09/19/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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