Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laurel? Claim Your ProfileLaurel Ann Watkins is a financial advisor with LPL Financial LLC. Laurel has been in the financial services industry since 2000 and holds multiple licenses, including the Series 7, 9, 10, 63 and 65. Laurel is licensed in over 50 states. Previously, Laurel was registered with INVEST Financial Corporation, HSBC Securities (USA) Inc., BANC of America Investment Services, Inc., Quick & Reilly, Inc., and McDonald Investments Inc. Laurel specializes in portfolio management, financial planning and providing other advisory services. Laurel works with high-net-worth individuals, corporations, investment clubs and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
03/08/2018 - Present
LPL Financial LLC (Syracuse NY)
NY
02/12/2016 - 02/14/2018
INVEST FINANCIAL CORPORATION (Syracuse NY)
NY
05/18/2012 - 02/18/2016
LPL FINANCIAL LLC (CORTLAND NY)
NY
07/01/2005 - 05/15/2012
HSBC SECURITIES (USA) INC. (TULLY NY)
MA
10/20/2004 - 06/21/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
08/01/2003 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
OH
03/01/2000 - 07/18/2003
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
IA
Issued 10/08/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/23/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/12/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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