Unclaimed
Laurel Ann Ley is a financial advisor with American Enterprise Investment Services Inc., a firm located in Minneapolis, Minnesota. Laurel has held this position since June 2022. She holds both FINRA Series 7TO and SIE licenses. Laurel is also a General Securities Principal, having passed the Series 24 exam in February 2022. Previously, Laurel was employed with Ameriprise Financial Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
06/14/2022 - Present
American Enterprise Investment Services Inc. (Minneapolis MN)
BC
Issued 02/16/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/26/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/23/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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