linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Laurel A Nelson

Neuberger Berman BD LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Laurel? Claim Your Profile

About Laurel A Nelson

Laurel Nelson is a registered investment advisor with over 20 years of experience in the financial services industry. Currently, Laurel works as a Financial Advisor at Neuberger Berman BD LLC, focusing on portfolio management for individuals and investment companies. Laurel has held previous positions at City National Securities, Inc., Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc. and CIBC World Markets Corp. Laurel holds Series 63, Series 65, Series 7, and SIE licenses.

Firm Information

Laurel Nelson is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Laurel Nelson’s Registration & Firm History

CA

07/11/2021 - Present

Neuberger Berman BD LLC (LOS ANGELES CA)

CA

10/21/2015 - 06/22/2021

CITY NATIONAL SECURITIES, INC. (LOS ANGELES CA)

AK

09/09/2013 - 09/22/2015

MORGAN STANLEY (ANCHORAGE AK)

WA

09/15/2011 - 09/10/2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SEATTLE WA)

NY

05/02/2007 - 07/29/2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

WA

09/09/2003 - 04/02/2007

CITIGROUP GLOBAL MARKETS INC. (SEATTLE WA)

NY

05/24/2001 - 08/02/2002

CIBC WORLD MARKETS CORP. (NEW YORK NY)

Not sure if Laurel A Nelson is right for you?

Licenses & Designations

IA

Issued 12/29/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/22/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/23/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Laurel A Nelson.
Not sure if Laurel A Nelson is right for you?