Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laureen? Claim Your ProfileLaureen Nichols is a financial advisor with Wells Fargo Clearing Services, LLC. She is a registered representative and investment advisor representative in Oregon. Laureen has been working in the financial services industry since 1998. Laureen is a strong advocate for her clients and is committed to helping them achieve their financial goals. She is passionate about providing personalized financial advice and guidance to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
12/09/2010 - Present
Wells Fargo Clearing Services, LLC (VANCOUVER WA)
OR
09/29/2010 - 12/09/2010
WELLS FARGO INVESTMENTS, LLC (EUGENE OR)
CA
12/11/1998 - 01/02/2001
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
OH
01/10/1994 - 12/19/1997
KEY INVESTMENTS INC. (CLEVELAND OH)
CA
08/18/1992 - 01/25/1994
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
VA
09/18/1991 - 09/26/1991
GNA SECURITIES, INC. (GLEN ALLEN VA)
NY
08/21/1986 - 05/31/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 10/17/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/18/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/25/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2010
Series 7 - General Securities Representative Examination
BC
Issued 11/10/1989
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Laureen Nichols is the right advisor for you? Invested Better is here to help.
