Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laure? Claim Your ProfileLaure Raymonde Mendoza is an investment advisor representative with UBS Financial Services Inc., located in Palo Alto, California. Laure has over 22 years of experience in the financial services industry. Laure's career began at UBS Financial Services Inc. in 2000. Laure's previous employment includes stints at Citigroup Global Markets Inc., Morgan Stanley Smith Barney, and Morgan Stanley. Laure has a Series 66 license, and a Series 7TO, SIE, and Series 7 license. Laure also has several state licenses in the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
09/30/2022 - Present
UBS Financial Services Inc. (Palo Alto CA)
CA
09/14/2020 - 10/13/2022
MORGAN STANLEY (Menlo Park CA)
CA
06/01/2009 - 02/03/2012
MORGAN STANLEY SMITH BARNEY (MENLO PARK CA)
CA
11/16/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MENLO PARK CA)
NJ
06/09/2000 - 12/05/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 01/02/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/14/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/27/2019
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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