Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laurance? Claim Your ProfileLaurance Thornton Phister is a registered investment advisor with over 20 years of experience in the financial services industry. Laurance has been a registered representative with LPL Financial LLC since 2019. Prior to joining LPL, Laurance worked as a Financial Advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated and as a Financial Advisor at UMB Financial Services, Inc. Laurance is registered in the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
03/18/2019 - Present
LPL Financial LLC (IRVINE CA)
CA
06/15/2016 - 03/04/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWPORT BEACH CA)
KS
01/14/2009 - 03/31/2016
UMB FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
MA
10/29/1999 - 03/09/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
WI
01/22/1993 - 08/21/1996
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
WI
01/22/1993 - 08/21/1996
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 03/09/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/20/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2009
Series 7 - General Securities Representative Examination
BC
Issued 10/19/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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