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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lauralee? Claim Your ProfileLauralee Settles is a registered investment advisor representative with Nuveen Asset Management, LLC. Lauralee has been in the industry since 2004 and holds several licenses and certifications, including Series 6, 7, 63, 65, and SIE. Lauralee has prior experience with Oppenheimer & Co. Inc. and Scudder Distributors, Inc. and is registered with 53 states and the District of Columbia. Lauralee offers a variety of services to clients, including portfolio management for individuals, businesses, pooled investment vehicles, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
09/01/2011 - Present
Nuveen Asset Management, LLC (CHICAGO IL)
IL
07/07/2005 - 10/03/2008
OPPENHEIMER & CO. INC. (CHICAGO IL)
IL
10/12/2004 - 06/29/2005
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
IA
Issued 08/29/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/18/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2006
Series 7 - General Securities Representative Examination
BC
Issued 10/11/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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