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Laural Ann Brown

Raymond James Financial Services, Inc.

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About Laural Ann Brown

Laural Ann Brown is a financial advisor currently registered with Raymond James Financial Services, Inc.. Laural has been in the securities industry since September 16, 2003. Laural is licensed to provide investment advice in Florida and is Series 6, 7 and SIE licensed. Prior to joining Raymond James Financial Services, Inc., Laural was with 1ST GLOBAL CAPITAL CORP. in Dallas, TX.

Firm Information

Laural Brown is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Laural Brown’s Registration & Firm History

FL

09/26/2003 - Present

Raymond James Financial Services, Inc. (MELBOURNE FL)

TX

09/16/2003 - 10/02/2003

1ST GLOBAL CAPITAL CORP. (DALLAS TX)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/26/2007

Series 7 - General Securities Representative Examination

BC

Issued 09/15/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Laural Ann Brown.
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