Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Phillips is a financial advisor with LPL Financial LLC, a firm based in Fort Mill, South Carolina. Laura specializes in providing financial planning and investment management services to individuals, businesses, and charitable organizations. Laura is registered with the state of Florida as a broker-dealer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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FL
08/03/2023 - Present
LPL Financial LLC (NORTH PALM BEACH FL)
FL
05/20/2021 - 04/01/2022
CETERA INVESTMENT SERVICES LLC (WEST PALM BEACH FL)
MN
05/15/2013 - 12/05/2015
CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)
FL
11/04/2011 - 12/22/2011
LPL FINANCIAL LLC (JUPITER FL)
FL
11/15/2007 - 09/29/2011
WELLS FARGO ADVISORS, LLC (JUPITER FL)
FL
10/04/1999 - 10/23/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (JUPITER FL)
BC
Issued 10/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/23/2021
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2008
Series 7 - General Securities Representative Examination
BC
Issued 10/01/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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