Unclaimed
Laura Waimon Hung bastuba is a financial advisor at Equitable Advisors, LLC. Laura has been working in the financial services industry since 2002 and has experience in providing financial planning, pension consulting, and educational seminars. Laura is also registered with the state of Michigan as a Registered Representative. Laura has passed the Series 6, 7, 63, and 65 exams. Laura holds a SIE license. Laura's previous employment includes positions at AXA Advisors, LLC, MONY Securities Corporation, and World Group Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MI
03/18/2010 - Present
Equitable Advisors, LLC (ROCHESTER MI)
NY
06/01/2005 - 11/23/2005
AXA ADVISORS, LLC (NEW YORK NY)
NY
04/01/2004 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
GA
05/08/2002 - 03/30/2004
WORLD GROUP SECURITIES, INC. (DULUTH GA)
IA
Issued 10/07/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/02/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2006
Series 7 - General Securities Representative Examination
BC
Issued 05/07/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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