Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Viviana Viveros is a financial advisor with Citigroup Global Markets Inc. Laura has been in the financial industry since 2005. Laura has passed the Series 7, Series 3, Series 55, Series 24, Series 31, Series 57TO, Series 66, and SIE exams. Laura is registered to provide securities and investment advisory services in all 50 states and the District of Columbia. Laura has previously worked at HSBC SECURITIES (USA) INC., ULTRALAT CAPITAL MARKETS, INC. and GLOBAL STRATEGIC INVESTMENTS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
08/17/2021 - Present
Citigroup Global Markets Inc. (Miami FL)
NY
03/18/2015 - 10/18/2017
HSBC SECURITIES (USA) INC. (NEW YORK NY)
FL
04/10/2006 - 02/23/2015
ULTRALAT CAPITAL MARKETS, INC. (MIAMI FL)
NY
06/22/2005 - 03/10/2006
GLOBAL STRATEGIC INVESTMENTS, LLC (BROOKLYN NY)
BOTH
Issued 03/29/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/27/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2017
Series 31 - Futures Managed Funds Examination
BC
Issued 09/02/2008
Series 3 - National Commodity Futures Examination
BC
Issued 04/25/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/21/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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