Unclaimed
Laura Victoria Herrera is a financial advisor registered in California and has been in the industry since November 6, 2002. Laura is currently employed with Avantax Investment Services, Inc. Laura holds Series 6 and 63 securities licenses, along with the SIE. Laura is registered to sell securities in the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
11/06/2002 - Present
Avantax Investment Services, Inc. (Downey CA)
BC
Issued 11/04/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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