Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Vasquez is a registered representative of Charles Schwab & CO., Inc. Laura has been in the securities industry since March 27, 2017. Laura has experience with various investment products and services. Laura can provide financial planning services, including selection of other advisors. Laura also has experience with other services including wrap fee program sponsor and financial planning advisor referral program. Laura is currently registered with the state of California. Laura's current branch office is located in Torrance, California. Laura was previously registered with TD AMERITRADE, INC. and Charles Schwab & CO., INC. Laura's registration with TD AMERITRADE, INC. ended on December 31, 2023. Laura's registration with Charles Schwab & CO., INC. ended on January 8, 2018. Laura has passed the Series 63, Series 10, Series 9, SIE, and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CA
01/02/2025 - Present
Charles Schwab & CO., Inc. (Torrance CA)
CA
09/16/2022 - 12/31/2023
TD AMERITRADE, INC. (Los Angeles CA)
CA
02/08/2016 - 01/08/2018
CHARLES SCHWAB & CO., INC. (LOS ANGELES CA)
BC
Issued 03/14/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/27/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/08/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Laura Vasquez is the right advisor for you? Invested Better is here to help.
