Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Schwartz is a financial advisor based in Miami Beach, FL. Laura is currently registered with Seaport Global Securities LLC and has been in the industry for over 20 years. Laura is a highly experienced advisor with a wide range of experience in the financial services industry. Laura holds Series 7, 24, and 63 licenses, as well as the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
02/27/2012 - Present
Seaport Global Securities LLC (MIAMI BEACH FL)
NY
09/21/2009 - 03/01/2012
CRT CAPITAL GROUP LLC (NEW YORK NY)
NY
10/29/2008 - 09/16/2009
SEA PORT GROUP SECURITIES, LLC (NEW YORK NY)
NY
04/23/2008 - 10/24/2008
TERWIN CAPITAL, LLC (NEW YORK NY)
NY
09/05/2002 - 11/03/2005
ACA SECURITIES, L.L.C. (NEW YORK NY)
NY
10/29/1998 - 10/10/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 05/21/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/17/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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