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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Tran Dang is a financial advisor associated with Merrill Lynch, Pierce, Fenner & Smith Inc. Laura has been working in the financial services industry since July 2007 and has a strong track record of providing expert financial advice. Laura holds a Series 6, 7, 26, 63 and 66 licenses as well as the SIE. Laura has been a registered representative with Merrill Lynch since July 2021. Prior to joining Merrill Lynch, Laura worked at Union Bank in Irvine, CA and with UnionBanc Investment Services, LLC. Laura has experience working with a variety of clients, including individuals, corporations, high-net-worth individuals, insurance companies, charitable organizations, and pension and profit-sharing plans. Laura is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/26/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEWPORT BEACH CA)
CA
03/23/2010 - 07/07/2021
UNIONBANC INVESTMENT SERVICES, LLC (IRVINE CA)
MA
10/14/2002 - 01/29/2003
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
MA
02/17/2000 - 10/24/2000
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
04/07/1997 - 01/07/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
BOTH
Issued 05/10/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/29/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2010
Series 7 - General Securities Representative Examination
BC
Issued 04/05/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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