Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Townsend is a financial professional with over 20 years of experience in the industry. She is currently registered with UBS Securities LLC. Laura has held previous positions with Credit Suisse Securities (USA) LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and several other firms. Laura holds a variety of licenses including Series 6, 7, 10, 24, 63, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/31/2024 - Present
UBS Securities LLC (NEW YORK NY)
NY
01/14/2019 - 05/29/2024
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NJ
05/19/2006 - 07/05/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PLAINSBORO NJ)
NY
06/28/2004 - 06/01/2005
HARBORVIEW, LLC (NEW YORK NY)
NJ
06/28/2004 - 06/01/2005
INET ATS, INC. (JERSEY CITY NJ)
NY
06/28/2004 - 06/01/2005
INSTINET CLEARING SERVICES, INC. (NEW YORK NY)
NY
06/28/2004 - 06/01/2005
ISLAND EXECUTION SERVICES, LLC (NEW YORK NY)
NY
06/28/2004 - 06/01/2005
LYNCH, JONES & RYAN, INC. (NEW YORK NY)
NY
06/21/2004 - 06/01/2005
INSTINET, LLC (NEW YORK NY)
NY
07/13/2001 - 06/02/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
09/01/1993 - 11/09/1993
PRUCO SECURITIES CORPORATION
BC
Issued 08/24/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/29/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/05/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2001
Series 7 - General Securities Representative Examination
BC
Issued 08/31/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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