Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Gomes is a financial professional with over 20 years of experience in the industry. Laura has a strong background in securities and investments, having held positions with Northwestern Mutual Investment Services, LLC and MFS Fund Distributors, Inc. Laura is currently registered with Fidelity Brokerage Services LLC. Laura holds several licenses and certifications including Series 6, 7, and 66, and has passed the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
08/20/2014 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
VA
10/19/2004 - 07/29/2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (RESTON VA)
MA
07/23/2002 - 07/14/2004
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
BOTH
Issued 04/27/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/16/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2004
Series 7 - General Securities Representative Examination
BC
Issued 07/22/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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